On May 19, 2026, FINRA announced a targeted review of member firms’ practices relating to the supervision of non-principal-protected “worst-of” structured notes, which it has identified as higher-risk ...

This is the third article in our series, Smarter AI Vendor Contracts: Legal Strategies for Protecting Your Business. Read Part 1 and Part 2.

Delta Capita’s structured products service offering, inSPire, has launched inSPire Due Diligence, a utility focused on the know-your-distributor due diligence process. The utility, which is now live, ...

Customer due diligence and pre-contractual considerations for business-to-business transactions involving the customer’s use or license of a vendor’s AI technology, such as generative AI (GenAI), ...