The SEC also amended Rule 15c6-1 (c) to shorten the standard settlement cycle for firm commitment offerings for securities that are priced after 4:30 p.m. ET, unless otherwise expressly agreed to by ...
On February 15, 2023, the Securities and Exchange Commission (SEC) adopted final rule amendments that will shorten the standard settlement cycle for most broker-dealer securities transactions from two ...
Financial controls have historically depended on a review cycle. Auditors finally investigated what had happened after some time had passed and transactions had ...
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